Report Elements | Level I | Level II | Level III | Level IV |
---|---|---|---|---|
Address History and Social Security Number Trace | ✓ | ✓ | ✓ | ✓ |
Corporate Records | ✓ | ✓ | ✓ | |
Fictitious Business Name Statements | ✓ | ✓ | ✓ | |
Securities and Exchange Commission (SEC) Proxy Statements for Officer/Director Affiliation Records | ✓ | |||
Business Information Report | ✓ | ✓ | ✓ | |
Media Sources | ✓ | ✓ | ✓ | |
Company Website Review | ✓ | ✓ | ✓ | ✓ |
Civil Litigation Records | ✓ | ✓ | ✓ | ✓ |
National Civil Database Records (company only) | ✓ | ✓ | ✓ | ✓ |
Criminal Felony Records | ✓ | ✓ | ✓ | ✓ |
Criminal Misdemeanor Records | ✓ | |||
Federal Court – Civil Records | ✓ | ✓ | ✓ | ✓ |
Federal Court – Nationwide Civil Records (company only) | ✓ | ✓ | ✓ | ✓ |
Federal Court – Criminal Records | ✓ | ✓ | ✓ | ✓ |
Bankruptcy Records | ✓ | ✓ | ✓ | ✓ |
Tax Lien Records – Federal, State and County | ✓ | ✓ | ✓ | ✓ |
Judgment Records – Debtor | ✓ | ✓ | ✓ | ✓ |
Uniform Commercial Code (UCC) Tax Lien and Judgment Records | ✓ | ✓ | ✓ | ✓ |
County Recorder’s Index | ✓ | ✓ | ✓ | |
Federal Securities and Self-Regulatory Organization (SEC, FINRA, CFTC & NFA) Registration and Violation Records | ✓ | ✓ | ||
State Department of Securities Registration and Violation Records State Insurance Regulators | ✓ | ✓ | ||
State Insurance Regulators | ✓ | |||
Regulators of Banks, Savings Associations and Credit Unions (federal and local) | ✓ | |||
United States Postal Service False Representation Orders | ✓ | |||
Federal Excluded Parties Index | ✓ | ✓ | ||
International Fraud and Politically Exposed Persons (PEPs) Database; includes records from the Office of Foreign Assets Control (OFAC) | ✓ | ✓ | ✓ | |
Professional License/Certificate/Membership Verification (U.S. institutions) | ✓ | ✓ | ||
Education Verification (Highest degree, U.S. Institutions) | ✓ | |||
State Sex Offender Registry Records | ✓ | ✓ | ✓ | ✓ |
Panama Papers Records | ✓ | ✓ | ✓ |
Fees are based on record searches of one subject (company or individual) in one jurisdiction and a 10-year scope.
“Jurisdiction” refers to a geographical area, such as a county or federal district, within which a legal body/court
adjudicates cases.
Notification of negative findings is provided immediately upon identification with the subject.
Search strategies may be customized to attain client’s objectives.